Question

How, in today's social environment, management could have both a positive and a negative impact on the investigations process. Make sure you consider policy implementation and case assignments.

Answer 1

Proactive investigations can start from an intelligence package identifying groups or individuals who are assessed as being involved in the ongoing criminal activity. They are often generated as a result of the tasking and coordination ( T&C )process and allocated for further investigation.

10 Steps to Investigation-

• Define the Problem

Defining the problem or allegation you need to investigate is a crucial part of understanding how to tackle the investigation.

• Research the Company Policy

An organization should have a well documented and communicated corporate policy or procedure, addressing rules of acceptable behavior and practices through a policy and procedure manual or handbook.

• Create a Framework for Your Investigation

This is your roadmap. Start with the person making the complaint, then move on to the accused and any witnesses.

• Interview the Complainant, the Accused, and the Witnesses

This is the most visible part of the investigation and also where many managers tend to begin their investigation

• Determine if Any Corporate Policies Were Violated

Once you’ve concluded your interviews, you should review your findings against the policies referenced in step 2. Remember to pick the policy or policies that best suit the situation.

• Consider Any Violations of State or Federal Laws
• Draw Conclusions and Make Recommendations
• Determine if Any Corrective Action is Necessary
• Compile Your Notes and Write a Formal Investigative Brief

Positive Impact-

Currently, organizations are in the race for enhancing their capability in order to survive in the competitions of the new century global market. Therefore, organizations are attempting to advance their agility level by improving the decision-making process to be more efficient and highly effective to meet the successive fluctuations of the market.Information is essential for the endurance of a financial organization in the global and competitive market.The nature of globalization and competitiveness in the market stress on the importance of developing an organizational capability through better-enhancing Management.  

Negative Impact-

Incompetent managers exist, and they can have challenges relating to staff members and keeping them motivated. In addition, substandard supervisors may not be able to balance budgets, increase revenues or capably perform other crucial tasks. If employees complain about working for your management team, investigate the claims so your organization doesn't suffer irreparably from poor leadership.

Policy formulation is often the result of compromise and symbolic uses of politics. Therefore, implementation imposes a large amount of both discretion and confusion in agencies that administer policies.