The _____ refers to firms that actually invest in securities.
d. issuing firm
e. investment bank
_____ refers to the rules, policies, and procedures that are used to direct and control a company.
a. Corporate governance
b. Capital allocation
c. Executive compensation
d. Going public
1. Option a. Buy Side is the correct option because it refers to
firms that actually invest in securities.
Sell side is involved in selling securities
SEC is regulatory authority which regulated the buying and selling of securities.
Issuing firm issues shares to raise equity capital.
Investment bank are involved in mergers and acquisitions, helping in IPO for companies, etc.
2. Option a . Corporate Governance is correct option
Capital allocation means allocating resources in an efficient way.
Executive compensation is the salary and incentives given to executives of a company.
going Public means issuing of shares to public.
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