Question

The _____ refers to firms that actually invest in securities. a. buy-side b. sell-side c. SEC...

The _____ refers to firms that actually invest in securities.

a. buy-side

b. sell-side

c. SEC

d. issuing firm

e. investment bank

_____ refers to the rules, policies, and procedures that are used to direct and control a company.

a. Corporate governance

b. Capital allocation

c. Executive compensation

d. Going public

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Homework Answers

Answer #1

1. Option a. Buy Side is the correct option because it refers to firms that actually invest in securities.
Sell side is involved in selling securities
SEC is regulatory authority which regulated the buying and selling of securities.
Issuing firm issues shares to raise equity capital.
Investment bank are involved in mergers and acquisitions, helping in IPO for companies, etc.

2. Option a . Corporate Governance is correct option

Capital allocation means allocating resources in an efficient way.
Executive compensation is the salary and incentives given to executives of a company.
going Public means issuing of shares to public.



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