Question

1. Minimum maintenance standards require that a margined investor always maintains the initial margin position.
True    False and why?

2. A means of exchanging assets, which may or may not include a specified location, and in which the seller may or may not own the assets being sold, is called:
A. ETF.
B. program trading.
C. a market.
D. None of the above

3. Many large technology companies listed on NASDAQ could easily meet the NYSE listing standards.
True    False and why?

4. The cost of compliance with the Sarbanes-Oxley Act has had little effect on the willingness of foreign companies to list their shares on U.S. stock exchanges.
True    False

Answer 1

1.true. maintenance margin is the minimum amount of common share needed for maintaining in their account . That is 25 percent of the total securities value in their account.

2.option C= a market

3.true.two exchanges are best of us.one company can list their share in atleast two exchanges and trade in any one. Nasdaq is highly reputed one .they will list only the company which has historical growth.they have 4 listing requirements. And one of them to be fulfilled.its easy to meet nyse listing standards when the company is listed on nasdaq reputed exchange.

4.true.