Question

In relation to which document supplied by the financial adviser does the Australia Securities and Investment...

In relation to which document supplied by the financial adviser does the Australia Securities and Investment Commission apply the test of what a person would reasonably require for the purpose of making a financial decision?

Select one:

a. Limited financial plan

b. Financial Services Guide

c. Statement of Advice

d. All of the options

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Answer #1

Statement of advice is provided by the financial planner to the individual person and it will be stating all the concise and the clear requirement of what a person will be needing in order to invest into the market and it will be specific in nature and focused on the investment needs of the individuals.

Australian security and investment commission will be requiring the financial advisor to provide the client with statement of advice.

All the other statements are not to be provided by investment advisors to the client.

Correct answer would be option ( C)statement of advice

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