Question

What role should government regulators have in the brokerage industry?

What role should government regulators have in the brokerage industry?

Business   Economics   
0 0
Add a commentTranscribed image text
Next >

Homework Answers

Answer #1

There are many roles that the government regulators have in the brokerage industry:

1. The government regulators (SEC - securities and exchange commission in The US) have to monitor the rates of securities and packages that the brokerage industry is selling is correctly rated or not.

2. The government regulators save the interest of investors as it tries to stop the illegal activities of brokerage firms or industries.

3. The authority body that is monitoring the brokerage industries always tries to minimize the chances of fraud so that investors feel safe while investing in securities.

0 0
Know the answer?
Your Answer:

Post as a guest

Your Name:

What's your source?

Earn Coins

Coins can be redeemed for fabulous gifts.

Log In

Sign Up

Not the answer you're looking for?
Ask your own homework help question
Similar Questions
What was the role of shadow banking in the collapse of Lehman Brothers? Did the regulators...
What was the role of shadow banking in the collapse of Lehman Brothers? Did the regulators do their job well? Should Lehman have received a bailout? Why or why not? Defend.
Describe the role government should have in reaching selected goals for the healthcare economy. (Should government...
Describe the role government should have in reaching selected goals for the healthcare economy. (Should government have a role in setting goals and interventions to reach them, like funding research, or Medicaid expansion, or promotion, or education, or should government limit itself and allow the market to operate relying on what is financially demanded by those with income.)
What role, if any, should the government play in ensuring that consumers have easy access to...
What role, if any, should the government play in ensuring that consumers have easy access to relevant product information? How should it accomplish this?
What kinds of criteria are, or should be, used to determine the role of government and...
What kinds of criteria are, or should be, used to determine the role of government and the goals and objectives of public administration and to evaluate the productivity and performance of programs and individuals?
What should be the role of government in the economy? Defend your position with a compelling...
What should be the role of government in the economy? Defend your position with a compelling economic argument. Does government fiscal policy work (taxes, spending)? Why or why not?
In what ways have the president Duterte administration expanded the role of government in the economy?...
In what ways have the president Duterte administration expanded the role of government in the economy? In what ways have the political oppositions sought to limit the government? Limit you answers to 7 sentences only.
Should the government play a key role in aiding the uninsured, or should the market forces...
Should the government play a key role in aiding the uninsured, or should the market forces be the primary factors to address this? Defend your position.
The role of public finance is to understand the proper role of the government in the...
The role of public finance is to understand the proper role of the government in the economy. When should the government intervene in the economy 10marks
Key federal regulators of the banking industry include A. OCC B. FDIC C. Federal Reserve D....
Key federal regulators of the banking industry include A. OCC B. FDIC C. Federal Reserve D. State bank regulators E. Office of Thrift Supervision F. A, B, and C
What role, if any, do you believe the government should play in redistributing wealth within a...
What role, if any, do you believe the government should play in redistributing wealth within a society? Suppose someone points out that since a relatively small percentage of Americans own a large percentage of total assets, the government should redistribute wealth to those less fortunate. Which part of that statement is normative and which part is positive, if any? Please explain.
ADVERTISEMENT
Need Online Homework Help?

Get Answers For Free
Most questions answered within 1 hours.

Ask a Question
ADVERTISEMENT