Question

Which of the following transactions would NOT be exempt from registration requirements under the 1933 Securities...

Which of the following transactions would NOT be exempt from registration requirements under the 1933 Securities Act?

a. an offering restricted to residents of the state in which the issuing company is organized and doing business

b. an offering of securities by a consotium of hospitals, generally non-profit organizations

c. an offering of limited partnership tax shelters

d. a private offering to sophisticated investors who will not redisribute them

Business   Accounting   
0 0
Add a commentTranscribed image text
Next >

Homework Answers

Answer #1

Hi

Let me know in case you face any issue:

0 0
Know the answer?
Your Answer:

Post as a guest

Your Name:

What's your source?

Earn Coins

Coins can be redeemed for fabulous gifts.

Log In

Sign Up

Not the answer you're looking for?
Ask your own homework help question
Similar Questions
Which of the following statements about the Securities Act of 1933 is not​ true? A. A...
Which of the following statements about the Securities Act of 1933 is not​ true? A. A third party that purchased securities described in the registration statement may sue the auditor for material misrepresentations or omissions in the audited financial statements. B. A​ third-party user has the burden of proof that the auditor was either negligent or fraudulent in doing the audit. C. A​ third-party user does not have the burden of proof that the loss was caused by the misleading...
1) The Securities and Exchange Commission does NOT A. make disclosures required under the 1933 Act...
1) The Securities and Exchange Commission does NOT A. make disclosures required under the 1933 Act available to the public. B. evaluate the quality of the offering. C. determine whether all required disclosures have been made. D. regulate the initial public offerings of stock. 2) The case of Finch v. Raymer stands, in part, for the following proposition. A. Flipping houses is an inherently risky enterprise that should not be engaged in by unsophisticated investors. B. Assets acquired as part...
A security is __________________________________________________. A. any transaction in which the buyer invests money in a common...
A security is __________________________________________________. A. any transaction in which the buyer invests money in a common enterprise and expects to earn a profit predominantly from the efforts of others. B. An interest in another person's property that gives present possessory interests in property. C. a future interest in a property for the purpose of securing a loan. D. collateral The 1933 act exempts some types of securities from registration because they are __________________________________________________. (NOTE: This is a multiple answer question....
The SEC also oversees __________________________________________, or private organizations that create and enforce industry standards. These organizations...
The SEC also oversees __________________________________________, or private organizations that create and enforce industry standards. These organizations are allowed to “police” themselves, but are subject to compliance with SEC regulations. The various well-known securities exchanges such as the New York Stock Exchange (NYSE), the National Association of Securities Dealers Automated Quotation System (NASDAQ), and the Chicago Board of Options are SROs. Per Section 12(g), companies with total assets exceeding $10 million and with 500 or more owners of any class of...
Lebanon’s infrastructurewas extremelydamaged by the 1975-1990 civil war. The quality of public utilities decayedfurther after the...
Lebanon’s infrastructurewas extremelydamaged by the 1975-1990 civil war. The quality of public utilities decayedfurther after the war in 2006 and the Syrian war in 2011.Since then, Lebanonhas lacked sustainableelectricity, education, health, transport and other basic networksdue to the chronic inability of successive governments to manage and plan them.As a result, the growth of the economy has been severely constrained.The public company Electricite du Liban (EdL) weighs heavily on the government’s expenditures. Subsidies to EdL stood at an average of $1.85B...
.1. Which of the following is not a correct statement about accounting? a. Generally accepted accounting...
.1. Which of the following is not a correct statement about accounting? a. Generally accepted accounting principles (GAAP) is a set of accounting standards used in the preparation of financial statements. b. Financial Accounting Standards Board (FASB) is a private organization delegated by the Federal Reserve with the responsibility to establish the GAAP. c. Management accountants work with a business or nonprofit organizations, preparing reports and analyzing financial info. d. Public accountants provide a variety of accounting services for clients...
Please review the following below and provide , one-page reaction to this budget proposal. 1. Budget...
Please review the following below and provide , one-page reaction to this budget proposal. 1. Budget The President’s Budget and Health Care While the president’s budget is not likely to be acted upon by Congress, it does signal what the administration’s priorities are—as well as what policy initiatives they might push. Repeal the Affordable Care Act: The administration’s budget includes a plan that is based upon the plan put forward by Sens. Lindsey Graham (R-SC) and Bill Cassidy (R-LA) last...
After reading the following article, how would you summarize it? What conclusions can be made about...
After reading the following article, how would you summarize it? What conclusions can be made about Amazon? Case 12: Amazon.com Inc.: Retailing Giant to High-Tech Player? (Internet Companies) Overview Founded by Jeff Bezos, online giant Amazon.com, Inc. (Amazon), was incorporated in the state of Washington in July 1994, and sold its first book in July 1995. In May 1997, Amazon (AMZN) completed its initial public offering and its common stock was listed on the NASDAQ Global Select Market. Amazon quickly...
During the trial, lawyers for the accused said that the men believed that the accounting decisions...
During the trial, lawyers for the accused said that the men believed that the accounting decisions they made were appropriate at the time, and that the accounting treatment was approved by Nortel’s auditors from Deloitte & Touche. Judge Marrocco accepted these arguments. Marrocco added he was “not satisfied beyond a reasonable doubt” that the trio (i.e., Dunn, Beatty, and Gollogly) had “deliberately misrepresented” financial results. Given the facts of the case, do you believe Judge Marrocco’s decision was justified? Explain....
Discuss how the respective organizations’ relations with stakeholders could have potentially been affected by the events...
Discuss how the respective organizations’ relations with stakeholders could have potentially been affected by the events that took place at Enron and how the situation could have been dealt with differently to prevent further damage? THE FALL OF ENRON: A STAKEHOLDER FAILURE Once upon a time, there was a gleaming headquarters office tower in Houston, with a giant tilted "£"' in front, slowly revolving in the Texas sun. The Enron Corporation, which once ranked among the top Fortune 500 companies,...
ADVERTISEMENT
Need Online Homework Help?

Get Answers For Free
Most questions answered within 1 hours.

Ask a Question
ADVERTISEMENT