Question

What should you do if you' are audit and the auditor requests additional documentation? A. Be...

What should you do if you' are audit and the auditor requests additional documentation?

A. Be cooperative and contact the client to have them immediately fax the documents.

B. Ask the auditor to put the request in writing

C. Advocate for the client, and refuse the request.

D. Agree with the auditor to provide the documents at another time.

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Answer #1

Ans. Ask the auditor to put request for additional documentation in writing.

Audit documentation often contains confidential information of client, the auditor should adopt reasonable procedures to maintain confidentiality of that information. However auditor are sometimes required by law, regulation or audit contract to provide a regulator, or duly appointed representative to access audit documentation. In order to obtain additional information the auditor should appropriately modify letter of regulatory in accordance with additional auditing requirement.

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