Question

Finca financial services is a new financial institution which is planning to list on the Lusaka...

Finca financial services is a new financial institution which is planning to list on the Lusaka stock exchange.manangement has been advised by the companys auditors about it's need for compliance with corporate governance , explain the main contents of the Lusaka stock exchange code of ethics of corporate governance

Homework Answers

Answer #1

The Content of code of ethics in corporate governance can be The introductory letter from CEO can be the first part

Then company's mission vision value statements can be included

An ethical framework to assist employees in making choices

Enforcement and implementation of Mechanism that addresses the notion of accountability and discipline for unethical behaviour

Listing any additional ethics and Compliance resources

A listing of available resources for obtaining Guidance for good faith for suspected misconduct

Know the answer?
Your Answer:

Post as a guest

Your Name:

What's your source?

Earn Coins

Coins can be redeemed for fabulous gifts.

Not the answer you're looking for?
Ask your own homework help question
Similar Questions
You are an audit manager of PY and have been assigned to the audit of TT...
You are an audit manager of PY and have been assigned to the audit of TT Co (TT), a company which is planning to list on a stock exchange within six months. The listing rules of the stock exchange require compliance with corporate governance principles, and the directors are unsure whether they are following best practices in relation to this. They have asked the audit engagement partner for their view on this matter. TT’s board is comprised of six executive...
Penny & Pound is a second tier auditing firm with offices around the country. They have...
Penny & Pound is a second tier auditing firm with offices around the country. They have listed clients in their portfolio and recently started to expand their service offering into many other areas of client activities. These services are complimentary and meet the needs of current and future clients. They are: • Corporate Governance in all its aspects • IT related consulting • HR consulting and placement services. These new activities are contained in a network firm. The partners of...
Financial technology, also known as FinTech is an industry composed of companies that use new technology...
Financial technology, also known as FinTech is an industry composed of companies that use new technology and innovation with available resources in order to compete in the marketplace of traditional financial institutions and intermediaries in the delivery of financial services. The use of mobile apps is embedded in the average Mauritian’s everyday life while the country already provides services such digital insurance, mobile banking amongst others. Several enterprises, particularly those aiming towards Africa, are already using Mauritius as a viable...
To generate leads for new business, Gustin Investment Services offers free financial planning seminars at major...
To generate leads for new business, Gustin Investment Services offers free financial planning seminars at major hotels in Southwest Florida. Gustin conducts seminars for groups of 25 individuals. Each seminar costs Gustin $3900, and the average first-year commission for each new account opened is $4500. Gustin estimates that for each individual attending the seminar, there is a 0.01 probability that he/she will open a new account. Simulation Trial New Accounts 1 0 2 1 3 0 4 0 5 1...
The case WorldCom On 9 June 2003, the US Bankruptcy Court of New York issued an...
The case WorldCom On 9 June 2003, the US Bankruptcy Court of New York issued an interim report (Thornburgh, 2003) which expanded on the Court’s earlier find- ings (Thornburgh, 2002) of lack of corporate gov- ernance, mismanagement and concern regarding the integrity of WorldCom’s accounting and fi- nancial reporting functions. Amongst the numer- ous incidents of mismanagement, corporate gov- ernance failure and accounting irregularities, the most salient related to the overstatement of re- ported profitability by inappropriately capitaliz- ing very...
To generate leads for new business, Gustin Investment Services offers free financial planning seminars at major...
To generate leads for new business, Gustin Investment Services offers free financial planning seminars at major hotels in Southwest Florida. Gustin conducts seminars for groups of 25 individuals. Each seminar costs Gustin $3000, and the average first-year commission for each new account opened is $5300. Gustin estimates that for each individual attending the seminar, there is a 0.01 probability that he/she will open a new account. Determine the equation for computing Gustin’s profit per seminar, given values of the relevant...
Background of community services program: The Youth Parenting Program (YPP) is a new program for young...
Background of community services program: The Youth Parenting Program (YPP) is a new program for young mothers and fathers to provide them with skills to look after their new baby, for example:   Care of the baby   Health of the baby   Feeding   Breast feeding vs bottle feeding   Financial planning and assistance   Returning to school or entering/returning to the workplace Participants of the program may be self-referred or may be referred by health and community services practitioners. The target audience are parents...
Problem 16-05 (Algorithmic) To generate leads for new business, Gustin Investment Services offers free financial planning...
Problem 16-05 (Algorithmic) To generate leads for new business, Gustin Investment Services offers free financial planning seminars at major hotels in Southwest Florida. Gustin conducts seminars for groups of 25 individuals. Each seminar costs Gustin $3600, and the average first-year commission for each new account opened is $5500. Gustin estimates that for each individual attending the seminar, there is a 0.01 probability that he/she will open a new account. Determine the equation for computing Gustin’s profit per seminar, given values...
Which of the following statements is most correct regarding the independent auditor's reliance on the tests...
Which of the following statements is most correct regarding the independent auditor's reliance on the tests of controls performed by the internal auditors to reduce their substantive testing? 1-The independent auditor must obtain assurance of the independence of the internal auditors but need not test their work. 2-It is not acceptable for the independent auditor to rely upon the work of the internal auditors. 3-There are no restrictions in relying upon the work of internal auditors. 4-The independent auditor must...
Government is cleaning up the way companies do business after accounting and governance scandals rocked investor...
Government is cleaning up the way companies do business after accounting and governance scandals rocked investor confidence and damaged the reputation of companies large and small. The Sarbanes-Oxley Act (SOX) of 2002 was enacted in response to the high-profile Enron and World Com financial scandals to protect shareholders and the public from accounting errors and fraudulent practices by organizations. One primary component of the SOX is the definition of which records are to be stored and for how long. For...
ADVERTISEMENT
Need Online Homework Help?

Get Answers For Free
Most questions answered within 1 hours.

Ask a Question
ADVERTISEMENT